Key facts
- This page summarizes Michael Johnson's Form 4 filing for Flux Power Holdings, Inc. (FLUX).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 22 Apr 2024, 21:56.
Michael Johnson - 18 Apr 2024 Form 4 Insider Report for Flux Power Holdings, Inc. (FLUX)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- FLUX
- Reported as of
- 18 Apr 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 22 Apr 2024, 21:56:17 UTC
- Prior SEC filing
- 29 Sep 2023
- Next SEC filing
- 30 Apr 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ronald F. Dutt, Attorney-in-fact for Michael Johnson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Michael Johnson filed Form 4 for Flux Power Holdings, Inc. (FLUX) on 22 Apr 2024.
Change
- Previous filing in this sequence was filed on 29 Sep 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FLUX
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +16,883
- Change %
- +0.39%
- Price
- Shares after
- 4,337,484
- Date
- 20 Apr 2024
- Ownership
- By Esenjay Investments, LLC
- Footnotes
- F1, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FLUX
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- Shares
- -16,883
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 20 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 16,883
- Exercise price
- Footnotes
- F1, F2
FLUX
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- Shares
- +17,057
- Change %
- Price
- Shares after
- 17,057
- Date
- 18 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 17,057
- Exercise price
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents the number of common stock issued upon the vesting of 16,883 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.
Footnote F2
This award was granted on April 20, 2023. 16,883 RSUs vested on April 20, 2024.
Footnote F3
Represents a grant of RSUs on April 18, 2024, pursuant to the Issuer's 2021 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 18, 2025, which is one year from the date of grant.
Footnote F4
Consists of 37,728 shares of common stock directly held by the Reporting Person and 4,299,756 indirectly held by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). The Reporting Person is the sole director and beneficial owner of Esenjay.
SEC remarks
Exhibit 24 - Power of Attorney (previously filed as Exhibit 24 to Form 4 dated May 2, 2022.)