Mark L Baum - 20 Feb 2024 Form 4 Insider Report for HARROW, INC. (HROW)

Role: CHIEF EXECUTIVE OFFICER, Director
Signature: /s/ Mark L. Baum
Issuer symbol: HROW
Transactions as of: 20 Feb 2024
Net transactions value: +$962,050
Form type: 4
Filing time: 21 Feb 2024, 19:29:08 UTC
Previous filing: 08 Feb 2024
Next filing: 25 Mar 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HROW	Common stock	Options Exercise	$1,600,500	+150,000	+7.4%	$10.67	2,188,361	20 Feb 2024	Direct
transaction	HROW	Common stock	Options Exercise	$638,450	-59,836	-2.7%	$10.67	2,128,525	20 Feb 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HROW	RSU	Options Exercise	$0	-150,000	-100%	$0.000000^*	0	20 Feb 2024	Common Stock	150,000	$0.000000	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The listed acquired 150,000 shares of Harrow, Inc. ("Harrow")_common stock represent restricted stock units (RSUs") granted to Mr. Baum on February 19, 2021 under the Issuer's 2017 Stock Incentive and Awards Plan, as amended. The RSUs vested after a three-year period following the award date. 59,836 shares of Harrow common stock listed as disposed were withheld from issuance by Harrow to satisfy Mr. Baum's payroll tax liability incident related to the vesting of the RSUs. Such withholding did not involve any market sales or other market transactions.

Content

The listed acquired 150,000 shares of Harrow, Inc. ("Harrow")_common stock represent restricted stock units (RSUs") granted to Mr. Baum on February 19, 2021 under the Issuer's 2017 Stock Incentive and Awards Plan, as amended. The RSUs vested after a three-year period following the award date. 59,836 shares of Harrow common stock listed as disposed were withheld from issuance by Harrow to satisfy Mr. Baum's payroll tax liability incident related to the vesting of the RSUs. Such withholding did not involve any market sales or other market transactions.