Mark L. Baum - Feb 7, 2024 Form 4 Insider Report for HARROW, INC. (HROW)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Mark L. Baum
Stock symbol
HROW
Transactions as of
Feb 7, 2024
Transactions value $
$118,734
Form type
4
Date filed
2/8/2024, 07:30 AM
Previous filing
Nov 16, 2023
Next filing
Feb 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HROW Common stock Options Exercise $119K +15.4K +0.76% $7.71 2.04M Feb 7, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HROW Stock Option (Right to Buy) Options Exercise $0 -15.4K -100% $0.00* 0 Feb 7, 2024 Common Stock 15.4K $7.71 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents stock options granted to Mr. Baum on February 10, 2014 under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock option vested quarterly over a three-year period following the grant date. The total exercise price for the options ($118,734) was paid in cash to the Issuer by Mr. Baum.