Mark L Baum - 07 Feb 2024 Form 4 Insider Report for HARROW, INC. (HROW)

Role: CHIEF EXECUTIVE OFFICER, Director
Signature: /s/ Mark L. Baum
Issuer symbol: HROW
Transactions as of: 07 Feb 2024
Net transactions value: +$118,734
Form type: 4
Filing time: 08 Feb 2024, 07:30:10 UTC
Previous filing: 16 Nov 2023
Next filing: 21 Feb 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HROW	Common stock	Options Exercise	$118,734	+15,400	+0.76%	$7.71	2,038,361	07 Feb 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HROW	Stock Option (Right to Buy)	Options Exercise	$0	-15,400	-100%	$0.000000^*	0	07 Feb 2024	Common Stock	15,400	$7.71	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents stock options granted to Mr. Baum on February 10, 2014 under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock option vested quarterly over a three-year period following the grant date. The total exercise price for the options ($118,734) was paid in cash to the Issuer by Mr. Baum.