Scott L. Mathis - Jan 22, 2024 Form 4 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role
President, CEO, Chair. & Dir., Director
Signature
/s/ Scott L. Mathis
Stock symbol
VINO
Transactions as of
Jan 22, 2024
Transactions value $
$10,868
Form type
4
Date filed
1/24/2024, 06:13 PM
Previous filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Award $10.9K +25.7K +2502.92% $0.42 26.8K Jan 22, 2024 See footnote F1
holding VINO Common Stock 28.3K Jan 22, 2024 Direct
holding VINO Common Stock 10.7K Jan 22, 2024 See footnote F2
holding VINO Common Stock 2.59K Jan 22, 2024 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VINO Restricted Stock Unit 5.43K Jan 22, 2024 Common Stock 5.43K $11.16 Direct F4
holding VINO Stock Option 1.23K Jan 22, 2024 Common Stock 1.23K $693.60 Direct F5
holding VINO Stock Option 250 Jan 22, 2024 Common Stock 250 $693.60 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued to and held by Mr. Mathis' 401(k) account.
F2 Shares issued to Hollywood Burger Holdings, Inc., of which Mr. Mathis is President and CEO and a controlling owner.
F3 Shares held by The WOW Group, LLC, of which Mr. Mathis is a managing member and of which Mr. Mathis is a controlling member.
F4 Restricted stock units issued pursuant to 2018 Equity Incentive Plan; 5,426 shares vest on 12/31/22; thereafter 5,426 annually.
F5 Stock options granted pursuant to 2018 Equity Incentive Plan; fully vested.