Scott L. Mathis - Dec 31, 2023 Form 4 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role
President, CEO, Chair. & Dir., Director
Signature
/s/ Scott L. Mathis
Stock symbol
VINO
Transactions as of
Dec 31, 2023
Transactions value $
$0
Form type
4
Date filed
1/3/2024, 02:28 PM
Previous filing
Jan 25, 2023
Next filing
Jan 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Options Exercise $60.6K +5.43K +23.74% $11.16 28.3K Dec 31, 2023 Direct F1
holding VINO Common Stock 1.03K Dec 31, 2023 See footnote F2
holding VINO Common Stock 10.7K Dec 31, 2023 See footnote F3
holding VINO Common Stock 2.59K Dec 31, 2023 See footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Options Exercise -$60.6K -5.43K -50% $11.16 5.43K Dec 31, 2023 Common Stock 5.43K $11.16 Direct F5
holding VINO Stock Option 1.23K Dec 31, 2023 Common Stock 1.23K $693.60 Direct F6
holding VINO Stock Option 250 Dec 31, 2023 Common Stock 250 $693.60 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of restricted stock units pursuant to 2018 Equity Incentive Plan.
F2 Shares issued to and held by Mr. Mathis' 401(k) account.
F3 Shares issued to Hollywood Burger Holdings, Inc., of which Mr. Mathis is President and CEO and a controlling owner.
F4 Shares held by The WOW Group, LLC, of which Mr. Mathis is a managing member and of which Mr. Mathis is a controlling member.
F5 Restricted stock units issued pursuant to 2018 Equity Incentive Plan; 5,426 shares vest on 12/31/22; thereafter 5,426 annually.
F6 Stock options granted pursuant to 2018 Equity Incentive Plan; fully vested.