Scott L. Mathis - 31 Dec 2023 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
President, CEO, Chair. & Dir., Director
Signature
/s/ Scott L. Mathis
Issuer symbol
N/A
Transactions as of
31 Dec 2023
Net transactions value
$0
Form type
4
Filing time
03 Jan 2024, 14:28:56 UTC
Previous filing
25 Jan 2023
Next filing
24 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Options Exercise $60,554 +5,426 +24% $11.16 28,282 31 Dec 2023 Direct F1
holding VINO Common Stock 1,028 31 Dec 2023 See footnote F2
holding VINO Common Stock 10,696 31 Dec 2023 See footnote F3
holding VINO Common Stock 2,594 31 Dec 2023 See footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Options Exercise $60,554 -5,426 -50% $11.16 5,426 31 Dec 2023 Common Stock 5,426 $11.16 Direct F5
holding VINO Stock Option 1,228 31 Dec 2023 Common Stock 1,228 $693.60 Direct F6
holding VINO Stock Option 250 31 Dec 2023 Common Stock 250 $693.60 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of restricted stock units pursuant to 2018 Equity Incentive Plan.
F2 Shares issued to and held by Mr. Mathis' 401(k) account.
F3 Shares issued to Hollywood Burger Holdings, Inc., of which Mr. Mathis is President and CEO and a controlling owner.
F4 Shares held by The WOW Group, LLC, of which Mr. Mathis is a managing member and of which Mr. Mathis is a controlling member.
F5 Restricted stock units issued pursuant to 2018 Equity Incentive Plan; 5,426 shares vest on 12/31/22; thereafter 5,426 annually.
F6 Stock options granted pursuant to 2018 Equity Incentive Plan; fully vested.