Peter J.L. Lawrence - Sep 18, 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role
Director
Signature
/s/ Peter Lawrence
Stock symbol
VINO
Transactions as of
Sep 18, 2022
Transactions value $
$38,393
Form type
4
Date filed
8/4/2023, 01:59 PM
Previous filing
Aug 19, 2022
Next filing
Oct 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Options Exercise $900 +120 +1.02% $7.50* 11.9K Sep 18, 2022 Direct F1
transaction VINO Common Stock Options Exercise $893 +119 +1% $7.50* 12K Dec 18, 2022 Direct F1
transaction VINO Common Stock Options Exercise $37.5K +3.87K +32.35% $9.68* 15.8K Dec 31, 2022 Direct F2
transaction VINO Common Stock Award $37.5K +67.6K +426.38% $0.56 83.4K Jul 14, 2023 Direct F3
holding VINO Common Stock 60 Sep 18, 2022 See footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Options Exercise -$900 -120 -100% $7.50* 0 Sep 18, 2022 Common Stock 120 $7.50 Direct F5
transaction VINO Stock Option Other $0 -278 -100% $0.00* 0 Dec 17, 2022 Common Stock 278 $198.00 Direct F6
transaction VINO Restricted Stock Unit Options Exercise $0 -119 -100% $0.00* 0 Dec 18, 2022 Common Stock 119 $7.50 Direct F5
transaction VINO Restricted Stock Unit Options Exercise -$37.5K -3.87K -100% $9.68* 0 Dec 31, 2022 Common Stock 3.87K $9.68 Direct F2
holding VINO Stock Option 556 Sep 18, 2022 Common Stock 556 $108.96 Direct F7
holding VINO Stock Option 833 Sep 18, 2022 Common Stock 833 $69.36 Direct F8
holding VINO Stock Option 278 Sep 18, 2022 Common Stock 278 $69.36 Direct F9
holding VINO Stock Option 1.11K Sep 18, 2022 Common Stock 1.11K $97.08 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired upon vesting of restricted stock units issued in connection with the conversion of outstanding options of Gaucho Group, Inc.
F2 Vesting of restricted stock units and shares issued pursuant to Gaucho's 2018 Equity Incentive Plan.
F3 Acquired as compensation for service on the Board for first half of 2023.
F4 Shares held by Mr. Lawrence and his spouse as trustees of the Peter Lawrence 1992 Settlement Trust.
F5 Vesting of restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan.
F6 Expiration of option with no value received.
F7 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 25% shares vested on 9/28/21; thereafter options to acquire 35 shares vest every three months until fully vested on 9/28/24.
F8 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan. Fully vested on 7/8/23.
F9 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan. Fully vested on 1/31/23.
F10 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan. Fully vested as of 9/20/22.