Peter Jl Lawrence - 11 Aug 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
Director
Signature
/s/ Peter Lawrence
Issuer symbol
N/A
Transactions as of
11 Aug 2022
Net transactions value
+$37,500
Form type
4
Filing time
19 Aug 2022, 14:15:24 UTC
Previous filing
24 Jun 2022
Next filing
04 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VINO Common Stock 140,825 11 Aug 2022 Direct
holding VINO Common Stock 716 11 Aug 2022 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Award $37,500 +46,469 $0.8070 46,469 11 Aug 2022 Common Stock 46,469 $0.8070 Direct F2
holding VINO Restricted Stock Unit 2,867 11 Aug 2022 Common Stock 2,867 $0.6250 Direct F3
holding VINO Stock Option 6,667 11 Aug 2022 Common Stock 6,667 $9.08 Direct F4
holding VINO Stock Option 10,000 11 Aug 2022 Common Stock 10,000 $5.78 Direct F5
holding VINO Stock Option 3,334 11 Aug 2022 Common Stock 3,334 $5.78 Direct F6
holding VINO Stock Option 13,334 11 Aug 2022 Common Stock 13,334 $8.09 Direct F7
holding VINO Stock Option 3,334 11 Aug 2022 Common Stock 3,334 $16.50 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Mr. Lawrence and his spouse as trustees of the Peter Lawrence 1992 Settlement Trust.
F2 Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; shares vest on the earlier of 12/31/22 or pro rata to termination of service as a director.
F3 Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 1,433 shares vest on 9/18/22 with the remainder vesting on 12/18/22.
F4 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.
F5 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 2,500 shares vest on 7/8/20; thereafter options to acquire 625 shares vest every three months.
F6 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 834 shares vest on 1/31/20; thereafter options to acquire 209 shares vest every three months.
F7 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 3,334 shares vest on 9/20/19; thereafter options to acquire 834 shares vest every three months
F8 Options granted pursuant to Gaucho's 2016 Equity Incentive Plan; options to acquire 834 shares vest on 12/17/18; thereafter options to acquire 209 shares vest every three months.