| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEI | Common Stock | Purchase | $16,500 | +10,000 | +0.22% | $1.65 | 4,613,818 | 28 Jun 2023 | Direct | F1, F3 |
| transaction | AEI | Common Stock | Purchase | $17,200 | +10,000 | +0.22% | $1.72 | 4,623,818 | 29 Jun 2023 | Direct | F2, F3 |
| Id | Content |
|---|---|
| F1 | On June 28, 2023, Mr. Chan acquired 10,000 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $1.55 to $1.70. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F2 | On June 29, 2023, Mr. Chan acquired 10,000 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $1.67 to $1.76. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | In addition to the 4,623,818 shares of common stock held directly by Mr. Chan, Mr. Chan also indirectly owns 319,000 shares of common stock held by HFE Holdings Limited. Mr. Chan has sole voting and investment power with respect to the shares held by HFE Holdings Limited. Mr. Chan is the beneficial owner of 4,942,818 shares of the common stock of Alset Inc. |