John David Finley - 11 Jun 2023 Form 4 Insider Report for PALISADE BIO, INC. (PALI)

Signature
/s/ JD Finley
Issuer symbol
PALI
Transactions as of
11 Jun 2023
Net transactions value
$0
Form type
4
Filing time
13 Jun 2023, 18:43:56 UTC
Previous filing
05 Apr 2023
Next filing
14 Jun 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PALI Restricted Stock Units Award $0 +66,700 $0.000000 66,700 11 Jun 2023 Common Stock 66,700 Direct F1, F2, F4
transaction PALI Common Stock Options Award $0 +148,500 $0.000000 148,500 11 Jun 2023 Common Stock 148,500 $1.60 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Grants were made as discretionary grants to the Reporting Person, from the Issuer's 2021 Equity Incentive Plan, as amended. Each grant vests in twelve (12) equal quarterly installments over a three (3) year period from the grant date, subject to Reporting Person continuing to be a service provider at the time of vesting.
F2 Each restricted stock unit represents the right to receive one share of common stock.
F3 Each option represents the right to purchase one share of common stock at the exercise price.
F4 N/A