Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | TCON | Common Stock, par value $0.001 per share | Purchase | $241K | +175K | +4.21% | $1.38 | 4.32M | Mar 9, 2023 | By Opaleye, L.P. | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | TCON | Prefunded Warrants | 1.67M | Mar 9, 2023 | Common Stock | 1.67M | $0.01 | By Opaleye,L.P. | F1, F2 | |||||
holding | TCON | Prefunded Warrants | 1.36M | Mar 9, 2023 | Common Stock | 1.36M | $0.01 | By Opaleye,L.P. | F1, F2 | |||||
holding | TCON | Prefunded Warrants | 2.21M | Mar 9, 2023 | Common Stock | 2.21M | $0.01 | By Opaleye, L.P. | F1, F2 | |||||
holding | TCON | Prefunded Warrants | 2.01M | Mar 9, 2023 | Common Stock | 2.01M | $0.01 | By Opaleye, L.P. | F1, F2 |
Opaleye Management Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. |
F2 | The warrants may not be exercised to the extent that such exercise would cause the reporting person and its affiliates to beneficially own more than 19.99% of the Issuer's then outstanding common stock. |