| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PCG | First pref stock, par value $25, 6% nonredeemable | Sale | -$274K | -12.5K | -6.87% | $21.95* | 169K | Feb 1, 2023 | See Footnote | F1 |
| transaction | PCG | First pref stock, par value $25, 5.50% nonredeemable | Sale | -$17.7K | -901 | -0.37% | $19.63* | 241K | Feb 1, 2023 | See Footnote | F1, F2 |
| transaction | PCG | First pref stock, par value $25, 5% redeemable | Sale | -$11.7K | -650 | -0.43% | $17.97* | 152K | Feb 1, 2023 | See Footnote | F1 |
| transaction | PCG | First pref stock, par value $25, 4.36% series A redeemable | Sale | -$16.2K | -1K | -0.96% | $16.18* | 103K | Feb 1, 2023 | See Footnote | F1 |
| transaction | PCG | First pref stock, par value $25, 6% nonredeemable | Sale | -$403K | -17.9K | -10.59% | $22.44* | 151K | Feb 2, 2023 | See Footnote | F1, F3 |
| transaction | PCG | First pref stock, par value $25, 5.50% nonredeemable | Sale | -$20.2K | -1K | -0.41% | $20.22* | 240K | Feb 2, 2023 | See Footnote | F1 |
| transaction | PCG | First pref stock, par value $25, 5% redeemable | Sale | -$27K | -1.5K | -0.99% | $18.00* | 151K | Feb 2, 2023 | See Footnote | F1, F4 |
| transaction | PCG | First pref stock, par value $25, 5% series A redeemable | Sale | -$88.1K | -4.93K | -7.04% | $17.87* | 65.1K | Feb 2, 2023 | See Footnote | F1, F5 |
| transaction | PCG | First pref stock, par value $25, 4.36% series A redeemable | Sale | -$8.11K | -500 | -0.48% | $16.21* | 103K | Feb 2, 2023 | See Footnote | F1, F6 |
| holding | PCG | First pref stock, par value $25, 5% nonredeemable | 30.4K | Feb 1, 2023 | See Footnote | F1 | |||||
| holding | PCG | First pref stock, par value $25, 4.80% redeemable | 136K | Feb 1, 2023 | See Footnote | F1 | |||||
| holding | PCG | First pref stock, par value $25, 4.50% redeemable | 135K | Feb 1, 2023 | See Footnote | F1 |
Newtyn Management, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.61 to $19.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.69 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.94 to $18.01 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.795 to $17.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.20 to $16.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |