Newtyn Management, LLC - 30 Jan 2023 Form 4 Insider Report for PACIFIC GAS & ELECTRIC Co (PCG)

Role
10%+ Owner
Signature
/s/ Eugene Dozortsev, Authorized Signatory
Issuer symbol
PCG
Transactions as of
30 Jan 2023
Net transactions value
-$201,388
Form type
4
Filing time
01 Feb 2023, 15:05:27 UTC
Previous filing
30 Jan 2023
Next filing
03 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCG First pref stock, par value $25, 6% nonredeemable Sale $44,028 -2,000 -1.1% $22.01* 184,549 30 Jan 2023 See Footnote F1, F2
transaction PCG First pref stock, par value $25, 5% series A redeemable Sale $35,200 -2,000 -2.8% $17.60* 69,991 30 Jan 2023 See Footnote F2
transaction PCG First pref stock, par value $25, 4.80% redeemable Sale $43,630 -2,500 -1.8% $17.45* 136,255 30 Jan 2023 See Footnote F2, F3
transaction PCG First pref stock, par value $25, 6% nonredeemable Sale $59,993 -2,713 -1.5% $22.11* 181,836 31 Jan 2023 See Footnote F2, F4
transaction PCG First pref stock, par value $25, 5.50% nonredeemable Sale $9,812 -500 -0.21% $19.62* 242,378 31 Jan 2023 See Footnote F2, F5
transaction PCG First pref stock, par value $25, 4.80% redeemable Sale $8,725 -500 -0.37% $17.45* 135,755 31 Jan 2023 See Footnote F2
holding PCG First pref stock, par value $25, 5% nonredeemable 30,402 30 Jan 2023 See Footnote F2
holding PCG First pref stock, par value $25, 5% redeemable 152,687 30 Jan 2023 See Footnote F2
holding PCG First pref stock, par value $25, 4.50% redeemable 135,492 30 Jan 2023 See Footnote F2
holding PCG First pref stock, par value $25, 4.36% series A redeemable 104,488 30 Jan 2023 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.03 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F2 The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.45 to $17.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.01 to $22.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.61 to $19.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.