Robert D. Haas - Nov 27, 2022 Form 5 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
10%+ Owner
Signature
/s/ Parker Phillips, attorney-in-fact
Stock symbol
LEVI
Transactions as of
Nov 27, 2022
Transactions value $
$0
Form type
5
Date filed
1/9/2023, 02:25 PM
Previous filing
Jan 10, 2022
Next filing
Dec 7, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Other $0 -254K -100% $0.00* 0 Jun 2, 2022 Class A Common Stock $0.00 By spouse F5, F6, F7
transaction LEVI Class B Common Stock Other $0 +254K +9.05% $0.00 3.06M Jun 2, 2022 Class A Common Stock $0.00 By grantor retained annuity trusts of spouse F5, F6, F7
transaction LEVI Class B Common Stock Other $0 -219K -6.67% $0.00 3.06M Jun 2, 2022 Class A Common Stock $0.00 By grantor retained annuity trusts of spouse F3, F6, F7
transaction LEVI Class B Common Stock Other $0 +219K +3.09% $0.00 7.3M Jun 2, 2022 Class A Common Stock $0.00 See footnote F3, F7
transaction LEVI Class B Common Stock Other $0 -557K -22.38% $0.00 1.93M Sep 30, 2022 Class A Common Stock $0.00 By grantor retained annuity trusts F1, F7
transaction LEVI Class B Common Stock Other $0 +557K $0.00 299K Sep 30, 2022 Class A Common Stock $0.00 Direct F1, F7
transaction LEVI Class B Common Stock Other $0 -557K -65.09% $0.00 299K Sep 30, 2022 Class A Common Stock $0.00 Direct F4, F7
transaction LEVI Class B Common Stock Other $0 +557K +40.52% $0.00 1.93M Sep 30, 2022 Class A Common Stock $0.00 By grantor retained annuity trusts F4, F7
transaction LEVI Class B Common Stock Other $0 -181K -8.59% $0.00 1.93M Sep 30, 2022 Class A Common Stock $0.00 By grantor retained annuity trusts F3, F7
transaction LEVI Class B Common Stock Other $0 +181K +0.89% $0.00 20.5M Sep 30, 2022 Class A Common Stock $0.00 See footnote F3, F7
transaction LEVI Class B Common Stock Other $0 -1.41M -31.48% $0.00 3.06M Sep 30, 2022 Class A Common Stock $0.00 By grantor retained annuity trusts of spouse F2, F6, F7
transaction LEVI Class B Common Stock Other $0 +1.41M $0.00* 0 Sep 30, 2022 Class A Common Stock $0.00 By spouse F2, F6, F7
transaction LEVI Class B Common Stock Other $0 -1.41M -100% $0.00* 0 Sep 30, 2022 Class A Common Stock $0.00 By spouse F5, F6, F7
transaction LEVI Class B Common Stock Other $0 +1.41M +84.99% $0.00 3.06M Sep 30, 2022 Class A Common Stock $0.00 By grantor retained annuity trusts of spouse F5, F6, F7
transaction LEVI Class B Common Stock Other $0 -490K -13.79% $0.00 3.06M Sep 30, 2022 Class A Common Stock $0.00 By grantor retained annuity trusts of spouse F3, F6, F7
transaction LEVI Class B Common Stock Other $0 +490K +7.2% $0.00 7.3M Sep 30, 2022 Class A Common Stock $0.00 See footnote F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.
F2 On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.
F3 Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.
F4 On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.
F5 On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.
F6 Mr. Haas disclaims beneficial ownership of these shares.
F7 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.