Robert D. Haas - 27 Nov 2022 Form 5 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
10%+ Owner
Signature
/s/ Parker Phillips, attorney-in-fact
Issuer symbol
LEVI
Transactions as of
27 Nov 2022
Net transactions value
$0
Form type
5
Filing time
09 Jan 2023, 14:25:31 UTC
Previous filing
10 Jan 2022
Next filing
07 Dec 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Other $0 -254,180 -100% $0.000000* 0 02 Jun 2022 Class A Common Stock $0.000000 By spouse F5, F6, F7
transaction LEVI Class B Common Stock Other $0 +254,180 +9% $0.000000 3,063,090 02 Jun 2022 Class A Common Stock $0.000000 By grantor retained annuity trusts of spouse F5, F6, F7
transaction LEVI Class B Common Stock Other $0 -218,764 -6.7% $0.000000 3,063,090 02 Jun 2022 Class A Common Stock $0.000000 By grantor retained annuity trusts of spouse F3, F6, F7
transaction LEVI Class B Common Stock Other $0 +218,764 +3.1% $0.000000 7,297,240 02 Jun 2022 Class A Common Stock $0.000000 See footnote F3, F7
transaction LEVI Class B Common Stock Other $0 -556,644 -22% $0.000000 1,930,451 30 Sep 2022 Class A Common Stock $0.000000 By grantor retained annuity trusts F1, F7
transaction LEVI Class B Common Stock Other $0 +556,644 $0.000000 298,531 30 Sep 2022 Class A Common Stock $0.000000 Direct F1, F7
transaction LEVI Class B Common Stock Other $0 -556,644 -65% $0.000000 298,531 30 Sep 2022 Class A Common Stock $0.000000 Direct F4, F7
transaction LEVI Class B Common Stock Other $0 +556,644 +41% $0.000000 1,930,451 30 Sep 2022 Class A Common Stock $0.000000 By grantor retained annuity trusts F4, F7
transaction LEVI Class B Common Stock Other $0 -181,311 -8.6% $0.000000 1,930,451 30 Sep 2022 Class A Common Stock $0.000000 By grantor retained annuity trusts F3, F7
transaction LEVI Class B Common Stock Other $0 +181,311 +0.89% $0.000000 20,536,547 30 Sep 2022 Class A Common Stock $0.000000 See footnote F3, F7
transaction LEVI Class B Common Stock Other $0 -1,407,308 -31% $0.000000 3,063,090 30 Sep 2022 Class A Common Stock $0.000000 By grantor retained annuity trusts of spouse F2, F6, F7
transaction LEVI Class B Common Stock Other $0 +1,407,308 $0.000000* 0 30 Sep 2022 Class A Common Stock $0.000000 By spouse F2, F6, F7
transaction LEVI Class B Common Stock Other $0 -1,407,308 -100% $0.000000* 0 30 Sep 2022 Class A Common Stock $0.000000 By spouse F5, F6, F7
transaction LEVI Class B Common Stock Other $0 +1,407,308 +85% $0.000000 3,063,090 30 Sep 2022 Class A Common Stock $0.000000 By grantor retained annuity trusts of spouse F5, F6, F7
transaction LEVI Class B Common Stock Other $0 -489,828 -14% $0.000000 3,063,090 30 Sep 2022 Class A Common Stock $0.000000 By grantor retained annuity trusts of spouse F3, F6, F7
transaction LEVI Class B Common Stock Other $0 +489,828 +7.2% $0.000000 7,297,240 30 Sep 2022 Class A Common Stock $0.000000 See footnote F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.
F2 On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.
F3 Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.
F4 On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.
F5 On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.
F6 Mr. Haas disclaims beneficial ownership of these shares.
F7 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.