Robert D. Haas - 28 Nov 2021 Form 5 Insider Report for LEVI STRAUSS & CO (LEVI)

Reporting relationship: 10%+ Owner
Issuer ticker: LEVI
Reported as of: 28 Nov 2021
Net transaction value: $0
SEC form: 5
Accepted by SEC: 10 Jan 2022, 15:11:25 UTC
Prior SEC filing: 01 Jun 2021
Next SEC filing: 09 Jan 2023
Source filing: View source filing
Reporting owner signature: /s/ Parker Phillips, attorney-in-fact

Key filing fact

Robert D. Haas filed Form 5 for LEVI STRAUSS & CO (LEVI) on 10 Jan 2022.

Key facts

This page summarizes Robert D. Haas's Form 5 filing for LEVI STRAUSS & CO (LEVI).
30 reported transactions and 30 derivative rows are listed below.
Accepted by SEC: 10 Jan 2022, 15:11.

Change

Previous filing in this sequence was filed on 01 Jun 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: -828,068
Change %: -21%
Price: $0.000000
Shares after: 3,070,817
Date: 02 Dec 2020
Ownership: By grantor retained annuity trusts
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F1, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: +828,068
Change %
Price: $0.000000
Shares after: 250,000
Date: 02 Dec 2020
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F1, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: -828,068
Change %: -77%
Price: $0.000000
Shares after: 250,000
Date: 02 Dec 2020
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F4, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: +828,068
Change %: +37%
Price: $0.000000
Shares after: 3,070,817
Date: 02 Dec 2020
Ownership: By grantor retained annuity trusts
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F4, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: -592,182
Change %: -12%
Price: $0.000000
Shares after: 4,252,141
Date: 02 Dec 2020
Ownership: By grantor retained annuity trusts of spouse
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F2, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: +592,182
Change %
Price: $0.000000^*
Shares after: 0
Date: 02 Dec 2020
Ownership: By spouse
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F2, F6, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: -592,182
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 02 Dec 2020
Ownership: By spouse
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F5, F6, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: +592,182
Change %: +16%
Price: $0.000000
Shares after: 4,252,141
Date: 02 Dec 2020
Ownership: By grantor retained annuity trusts of spouse
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F5, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: -618,862
Change %: -17%
Price: $0.000000
Shares after: 3,070,817
Date: 29 Mar 2021
Ownership: By grantor retained annuity trusts
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F1, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: +618,862
Change %
Price: $0.000000
Shares after: 250,000
Date: 29 Mar 2021
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F1, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: -193,862
Change %: -44%
Price: $0.000000
Shares after: 250,000
Date: 29 Mar 2021
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F4, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: +193,862
Change %: +6.7%
Price: $0.000000
Shares after: 3,070,817
Date: 29 Mar 2021
Ownership: By grantor retained annuity trusts
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F4, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: -624,277
Change %: -13%
Price: $0.000000
Shares after: 4,252,141
Date: 29 Mar 2021
Ownership: By grantor retained annuity trusts of spouse
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F2, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: +624,277
Change %
Price: $0.000000^*
Shares after: 0
Date: 29 Mar 2021
Ownership: To spouse
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F2, F6, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: -624,277
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 29 Mar 2021
Ownership: By spouse
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F5, F6, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: +624,277
Change %: +17%
Price: $0.000000
Shares after: 4,252,141
Date: 29 Mar 2021
Ownership: By grantor retained annuity trusts of spouse
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F5, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: -426,661
Change %: -12%
Price: $0.000000
Shares after: 3,070,817
Date: 02 Jun 2021
Ownership: By grantor retained annuity trusts
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F1, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: +426,661
Change %
Price: $0.000000
Shares after: 250,000
Date: 02 Jun 2021
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F1, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: -28,720
Change %: -10%
Price: $0.000000
Shares after: 250,000
Date: 02 Jun 2021
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F3, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: +28,720
Change %
Price: $0.000000^*
Shares after: 0
Date: 02 Jun 2021
Ownership: By spouse
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F3, F6, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: -305,123
Change %: -6.7%
Price: $0.000000
Shares after: 4,252,141
Date: 02 Jun 2021
Ownership: By grantor retained annuity trusts of spouse
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F2, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: +305,123
Change %
Price: $0.000000^*
Shares after: 0
Date: 02 Jun 2021
Ownership: By spouse
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F2, F6, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: -123,880
Change %: -33%
Price: $0.000000
Shares after: 250,000
Date: 02 Jun 2021
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F3, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: +123,880
Change %
Price: $0.000000^*
Shares after: 0
Date: 02 Jun 2021
Ownership: By spouse
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F3, F6, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: -464,594
Change %: -13%
Price: $0.000000
Shares after: 3,070,817
Date: 30 Sep 2021
Ownership: By grantor retained annuity trusts
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F1, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: +464,594
Change %
Price: $0.000000
Shares after: 250,000
Date: 30 Sep 2021
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F1, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: -488,655
Change %: -66%
Price: $0.000000
Shares after: 250,000
Date: 30 Sep 2021
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F4, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: +488,665
Change %: +19%
Price: $0.000000
Shares after: 3,070,817
Date: 30 Sep 2021
Ownership: By grantor retained annuity trusts
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F4, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: -630,057
Change %: -13%
Price: $0.000000
Shares after: 4,252,141
Date: 29 Sep 2021
Ownership: By grantor retained annuity trusts of spouse
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F2, F7

LEVI transaction Derivative

Class B Common Stock

Other

Transaction value: $0
Shares: +630,057
Change %
Price: $0.000000^*
Shares after: 0
Date: 29 Sep 2021
Ownership: By spouse
Underlying class: Class A Common Stock
Underlying amount
Exercise price: $0.000000
Footnotes: F2, F6, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.

Footnote F2

On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.

Footnote F3

On the Transaction Date, the reporting person distributed shares of Class B Common Stock to his spouse. Mr. Haas disclaims beneficial ownership of these shares.

Footnote F4

On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.

Footnote F5

On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.

Footnote F6

Mr. Haas disclaims beneficial ownership of these shares.

Footnote F7

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.