| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEI | Common Stock | Purchase | $86.8K | +400K | +0.53% | $0.22* | 75.4M | Nov 23, 2022 | Direct | F1 |
| transaction | AEI | Common Stock | Purchase | $33.1K | +144K | +0.19% | $0.23* | 75.6M | Nov 25, 2022 | Direct | F2, F3 |
| Id | Content |
|---|---|
| F1 | On November 23, 2022, Mr. Chan acquired 400,000 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $.1979 to $.2281. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F2 | On November 25, 2022, Mr. Chan acquired 144,325 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $.2238 to $.23. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | In addition to the 75,571,355 shares of common stock held directly by Mr. Chan, Mr. Chan also indirectly owns 6,380,000 shares of common stock held by HFE Holdings Limited. Mr. Chan has sole voting and investment power with respect to the shares held by HFE Holdings Limited. Mr. Chan is the beneficial owner of 81,951,355 shares of the common stock of Alset Inc. |