Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | TCON | Common Stock, par value $0.001 per share | Purchase | $16.5K | +10K | +0.26% | $1.65 | 3.79M | Oct 18, 2022 | By Opaleye, L.P. | F1 |
transaction | TCON | Common Stock, par value $0.001 per share | Purchase | $4.13K | +2.5K | +0.06% | $1.65 | 4.13M | Oct 18, 2022 | By Managed Account. | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | TCON | Prefunded Warrants | 1.89M | Oct 18, 2022 | Common Stock | 1.89M | $0.01 | By Opaleye,L.P. | F1, F3 | |||||
holding | TCON | Prefunded Warrants | 1.36M | Oct 18, 2022 | Common Stock | 1.36M | $0.01 | By Opaleye,L.P. | F1, F3 | |||||
holding | TCON | Prefunded Warrants | 2.21M | Oct 18, 2022 | Common Stock | 2.21M | $0.01 | By Opaleye, L.P. | F1, F3 |
Id | Content |
---|---|
F1 | Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. |
F2 | Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. |
F3 | The warrants may not be exercised to the extent that such exercise would cause the reporting person and its affiliates to beneficially own more than 19.99% of the Issuer's then outstanding common stock. |