Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | TCON | Common Stock, par value $0.001 per share | Purchase | $9.37K | +5K | +1.35% | $1.87 | 375K | Sep 19, 2022 | By Managed Account. | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | TCON | Prefunded Warrants | 1.89M | Sep 19, 2022 | Common Stock | 1.89M | $0.01 | By Opaleye, L.P. | F3, F4 | |||||
holding | TCON | Prefunded Warrants | 1.36M | Sep 19, 2022 | Common Stock | 1.36M | $0.01 | By Opaleye, L.P. | F3, F4 | |||||
holding | TCON | Prefunded Warrants | 2.21M | Sep 19, 2022 | Common Stock | 2.21M | $0.01 | By Opaleye, L.P. | F3, F4 |
Id | Content |
---|---|
F1 | Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. |
F2 | This transaction was executed in multiple trades at prices ranging from $1.8567 to $1.90; the price reported above reflects the weighted average purchase price. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. |
F3 | Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. |
F4 | The warrants may not be exercised to the extent that such exercise would cause the reporting person and its affiliates to beneficially own more than 19.99% of the Issuer's then outstanding common stock. |