Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | PALI | Common Stock, par value $0.01 | Purchase | $25K | +100K | +456.7% | $0.25 | 122K | Aug 16, 2022 | Direct | F1 |
holding | PALI | Common Stock, par value $0.01 | 38.9K | Aug 16, 2022 | By FCW Investments, LLC | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | PALI | Series 1 Common Stock Purchase Warrant | Purchase | $0 | +100K | $0.00 | 100K | Aug 16, 2022 | Common Stock | 100K | $0.25 | Direct | F3 | |
transaction | PALI | Series 2 Common Stock Purchase Warrant | Purchase | $0 | +100K | $0.00 | 100K | Aug 16, 2022 | Common Stock | 100K | $0.25 | Direct | F4 |
Id | Content |
---|---|
F1 | Represents common shares underlying 100,000 Units of Issuer purchased by Reporting Person ("Units") in Underwritten Offering with each Unit containing (i) one share of common stock, (ii) one Series 1 Warrant and (iii) One Series 2 Warrant at a price per Unit of $0.25. |
F2 | Reporting Person is the managing member of FCW Investments LLC and has the sole investment and voting power over the securities held by this entity. |
F3 | Represents Series 1 Common Stock Purchase Warrants received as part of the Units purchased by Reporting Person. The Series 1 Warrants are exercisable upon receipt of stockholder approval per Nasdaq rules, which has not been obtained as of the date of this Form 4. |
F4 | Represents Series 2 Common Stock Purchase Warrants received as part of the Units purchased by Reporting Person. The Series 2 Warrants are exercisable upon receipt of stockholder approval per Nasdaq rules, which has not been obtained as of the date of this Form 4. |