TubeSolar AG - May 23, 2022 Form 4 Insider Report for Ascent Solar Technologies, Inc. (ASTI)

Role
10%+ Owner
Signature
/s/ Jurgen Gallina, Manager of TubeSolar AG
Stock symbol
ASTI
Transactions as of
May 23, 2022
Transactions value $
-$13,129
Form type
4
Date filed
5/25/2022, 04:05 PM
Previous filing
Mar 2, 2022
Next filing
May 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASTI Common Stock Sale -$11.1K -1.7K -0.03% $6.53 4.96M May 23, 2022 Direct F1, F2
transaction ASTI Common Stock Sale -$2.03K -312 -0.01% $6.51 4.96M May 24, 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This joint filing includes Mr. Bernd Fortsch who directly and indirectly owns a controlling interest in TubeSolar AG. This filing shall not be deemed an admission that Mr. Fortsch is, for purposes of Section 16 of the Act, or otherwise, the beneficial owner of any equity securities covered by the statement.
F2 This transaction was executed in multiple trades at prices ranging from $6.52 to $6.57 per share. The price reported above reflects the weighted average sale price per share (rounded). The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $6.50 to $6.52 per share. The price reported above reflects the weighted average sale price per share (rounded). The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.