Newtyn Management, LLC - May 20, 2022 Form 4 Insider Report for PACIFIC GAS & ELECTRIC Co (PCG)

Role
10%+ Owner
Signature
/s/ Eugene Dozortsev, Authorized Signatory
Stock symbol
PCG
Transactions as of
May 20, 2022
Transactions value $
-$101,547
Form type
4
Date filed
5/24/2022, 04:30 PM
Previous filing
Apr 7, 2022
Next filing
Jun 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCG First pref stock, par value $25, 6% nonredeemable Sale -$32.7K -1.38K -0.36% $23.75* 379K May 20, 2022 See Footnote F1, F2
transaction PCG First pref stock, par value $25, 4.80% redeemable Sale -$54.8K -2.71K -1.79% $20.25* 148K May 20, 2022 See Footnote F1, F3
transaction PCG First pref stock, par value $25, 6% nonredeemable Sale -$11.9K -500 -0.13% $23.75* 378K May 23, 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 5.50% nonredeemable Sale -$2.15K -100 -0.04% $21.50* 255K May 23, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% nonredeemable 65.2K May 20, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% redeemable 189K May 20, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% series A redeemable 107K May 20, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.50% redeemable 144K May 20, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.36% series A redeemable 110K May 20, 2022 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.75 to $23.76 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
F3 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.25 to $20.30 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.