Newtyn Management, LLC - Apr 5, 2022 Form 4 Insider Report for PACIFIC GAS & ELECTRIC Co (PCG)

Role
10%+ Owner
Signature
/s/ Eugene Dozortsev, Authorized Signatory
Stock symbol
PCG
Transactions as of
Apr 5, 2022
Transactions value $
$12,132
Form type
4
Date filed
4/7/2022, 05:31 PM
Previous filing
Apr 6, 2022
Next filing
May 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCG First pref stock, par value $25, 4.80% redeemable Purchase $12.1K +500 +0.33% $24.26* 151K Apr 5, 2022 See Footnote F1, F2
holding PCG First pref stock, par value $25, 6% nonredeemable 380K Apr 5, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5.50% nonredeemable 255K Apr 5, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% nonredeemable 65.2K Apr 5, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% redeemable 189K Apr 5, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% series A redeemable 107K Apr 5, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.50% redeemable 144K Apr 5, 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.36% series A redeemable 110K Apr 5, 2022 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.00 to $24.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.