Pankaj Mohan - Dec 15, 2021 Form 4 Insider Report for Sonnet BioTherapeutics Holdings, Inc. (SONN)

Role
Chairman, President and CEO, Director
Signature
/s/ John Harry Cross III, power of attorney
Stock symbol
SONN
Transactions as of
Dec 15, 2021
Transactions value $
$0
Form type
4
Date filed
4/8/2022, 04:30 PM
Previous filing
Jun 9, 2021
Next filing
Dec 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONN Common Stock Award +320K +90.37% 674K Dec 15, 2021 Direct F1, F2
holding SONN Common Stock 7.99K Dec 15, 2021 By Child
holding SONN Common Stock 931K Dec 15, 2021 By Mohan Family Office F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 15, 2021, the Reporting Person was granted 320,135 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units vest as to 100% of the restricted stock units on January 1, 2023.
F2 Includes unvested RSUs.
F3 Reporting Person jointly exercises dispositive and voting power over the securities owned by the Mohan Family Office.