Pankaj Mohan - Jun 9, 2021 Form 4 Insider Report for Sonnet BioTherapeutics Holdings, Inc. (SONN)

Role
Chairman, President and CEO, Director
Signature
/s/ John Harry Cross III, power of attorney
Stock symbol
SONN
Transactions as of
Jun 9, 2021
Transactions value $
$49,580
Form type
4
Date filed
6/9/2021, 06:59 PM
Next filing
Apr 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONN Common Stock Purchase $6.18K +4K +1.24% $1.55 326K Jun 9, 2021 Direct F1
transaction SONN Common Stock Purchase $43.4K +28K +8.58% $1.55 354K Jun 9, 2021 Direct F1
holding SONN Common Stock 7.99K Jun 9, 2021 By Child
holding SONN Common Stock 931K Jun 9, 2021 By Mohan Family Office F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes unvested RSUs.
F2 Reporting Person jointly exercises dispositive and voting power over the securities owned by the Mohan Family Office.