Pankaj Mohan - 09 Jun 2021 Form 4 Insider Report for Sonnet BioTherapeutics Holdings, Inc. (SONN)

Role
Chairman, President and CEO, Director
Signature
/s/ John Harry Cross III, power of attorney
Issuer symbol
SONN
Transactions as of
09 Jun 2021
Net transactions value
+$49,580
Form type
4
Filing time
09 Jun 2021, 18:59:29 UTC
Next filing
08 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONN Common Stock Purchase $6,180 +4,000 +1.2% $1.54 326,266 09 Jun 2021 Direct F1
transaction SONN Common Stock Purchase $43,400 +28,000 +8.6% $1.55 354,266 09 Jun 2021 Direct F1
holding SONN Common Stock 7,992 09 Jun 2021 By Child
holding SONN Common Stock 930,705 09 Jun 2021 By Mohan Family Office F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes unvested RSUs.
F2 Reporting Person jointly exercises dispositive and voting power over the securities owned by the Mohan Family Office.