Maria I. Echevarria - 25 Mar 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
CFO
Signature
/s/ Maria I. Echevarria
Issuer symbol
N/A
Transactions as of
25 Mar 2022
Net transactions value
+$16,950
Form type
4
Filing time
28 Mar 2022, 17:05:41 UTC
Previous filing
01 Nov 2021
Next filing
24 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Shares Award $16,950 +7,601 +224% $2.23 10,992 25 Mar 2022 See Footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VINO Stock Option 10,334 25 Mar 2022 Common Stock 10,334 $5.78 Direct F3
holding VINO Stock Option 5,000 25 Mar 2022 Common Stock 5,000 $5.78 Direct F4
holding VINO Stock Option 2,000 25 Mar 2022 Common Stock 2,000 $8.09 Direct F5
holding VINO Stock Option 1,667 25 Mar 2022 Common Stock 1,667 $11.55 Direct F6
holding VINO Stock Option 3,334 25 Mar 2022 Common Stock 3,334 $16.50 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Issued pursuant to the Company's matching 401(k) plan.
F2 Held in Ms. Echevarria's 401(k) account.
F3 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 2,584 shares vest on 7/8/20; thereafter options to acquire 646 shares vest every three months.
F4 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 1,250 shares vest on 1/31/20; thereafter options to acquire 313 shares vest every three months.
F5 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 500 shares vest on 9/20/19; thereafter options to acquire 125 shares vest every three months.
F6 Options granted pursuant to AWLD's 2016 Equity Incentive Plan; options to acquire 418 shares vest on 2/14/19; thereafter options to acquire 105 shares vest every three months.
F7 Options granted pursuant to AWLD's 2016 Equity Incentive Plan; options to acquire 834 shares vest on 12/17/18; thereafter options to acquire 209 shares vest every three months.