Maria I. Echevarria - 06 Jul 2021 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
CFO
Signature
/s/ Maria I. Echevarria
Issuer symbol
N/A
Transactions as of
06 Jul 2021
Net transactions value
$0
Form type
4
Filing time
01 Nov 2021, 15:53:26 UTC
Next filing
28 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Shares Award $0 +2,505 +283% $0.000000 3,391 06 Jul 2021 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VINO Stock Option 10,334 06 Jul 2021 Common Stock 10,334 $5.78 Direct F2
holding VINO Stock Option 5,000 06 Jul 2021 Common Stock 5,000 $5.78 Direct F3
holding VINO Stock Option 2,000 06 Jul 2021 Common Stock 2,000 $8.09 Direct F4
holding VINO Stock Option 1,667 06 Jul 2021 Common Stock 1,667 $11.55 Direct F5
holding VINO Stock Option 3,334 06 Jul 2021 Common Stock 3,334 $16.50 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held in Ms. Echevarria's 401(k) account.
F2 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 2,584 shares vest on 7/8/20; thereafter options to acquire 646 shares vest every three months.
F3 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 1,250 shares vest on 1/31/20; thereafter options to acquire 313 shares vest every three months.
F4 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 500 shares vest on 9/20/19; thereafter options to acquire 125 shares vest every three months.
F5 Options granted pursuant to AWLD's 2016 Equity Incentive Plan; options to acquire 418 shares vest on 2/14/19; thereafter options to acquire 105 shares vest every three months.
F6 Options granted pursuant to AWLD's 2016 Equity Incentive Plan; options to acquire 834 shares vest on 12/17/18; thereafter options to acquire 209 shares vest every three months.