Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | TCON | Common Stock, par value $0.001 per share | Purchase | $1.1K | +500 | +0.02% | $2.20* | 2.82M | Jan 28, 2022 | By Opaleye, L.P. | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | TCON | Prefunded Warrants | 1.89M | Jan 28, 2022 | Common Stock | 1.89M | $0.01 | By Opaleye,L.P. | F3 | |||||
holding | TCON | Prefunded Warrants | 1.36M | Jan 28, 2022 | Common Stock | 1.36M | $0.01 | By Opaleye,L.P. | F3 |
Id | Content |
---|---|
F1 | Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. |
F2 | The common stock was purchased by the reporting person in open market transactions on the transaction date, with a purchase price of $2.20 |
F3 | The warrants may not be exercised to the extent that such exercise would cause the reporting person and its affiliates to beneficially own more than 9.99% of the issuers then outstanding shares. |