Opaleye Management Inc. - Dec 16, 2021 Form 4 Insider Report for Protara Therapeutics, Inc. (TARA)

Role
10%+ Owner
Signature
Opaleye Management Inc., /s/ James Silverman, President
Stock symbol
TARA
Transactions as of
Dec 16, 2021
Transactions value $
$66,899
Form type
4
Date filed
12/20/2021, 03:00 PM
Previous filing
Dec 7, 2021
Next filing
Dec 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TARA Common Stock, par value $0.001 per share Purchase $41.7K +6.5K +0.26% $6.41 2.49M Dec 16, 2021 By Opaleye, L.P. F1, F3
transaction TARA Common Stock, par value $0.001 per share Purchase $6.81K +1.06K +1.04% $6.41 104K Dec 16, 2021 By Managed Account F2, F3
transaction TARA Common Stock, par value $0.001 per share Purchase $15.2K +2.3K +0.09% $6.60 2.5M Dec 17, 2021 By Opaleye, L.P. F1, F4
transaction TARA Common Stock, par value $0.001 per share Purchase $3.23K +490 +0.47% $6.60 104K Dec 17, 2021 By Managed Account F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
F2 Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.
F3 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.41. The range of purchase prices on the transaction date was $6.35 to $6.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F4 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $ 6.60. The range of purchase prices on the transaction date was $6.40 to $6.70 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.