Crowdex Investment, LLC - 09 Dec 2021 Form 4 Insider Report for Ascent Solar Technologies, Inc. (ASTI)

Role: 10%+ Owner
Signature: /s/ David Peterson, Manager of Crowdex Investment, LLC
Issuer symbol: ASTI
Transactions as of: 09 Dec 2021
Net transactions value: $0
Form type: 4
Filing time: 13 Dec 2021, 15:15:24 UTC
Next filing: 02 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ASTI	Common Stock	Conversion of derivative security	$272,521	+2,725,205,300	+23%	$0.000100^*	14,725,205,300	09 Dec 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ASTI	Convertible Promissory Note	Conversion of derivative security	$272,521	-2,725,205,300	-100%	$0.000100^*	0	09 Dec 2021	Common Stock, par value $0.0001 per share	2,725,205,300	$0.000100	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This joint filing includes Mr. Bernd Fortsch who is the 100% indirect owner of Crowdex Investment, LLC.
F2	Represents $272,520.53 of outstanding principal and interest calculated through December 9, 2021, on which date such amount converted into shares of Common Stock at a conversion price per share of $0.0001.