Adam Samuel Gusky - 15 Nov 2021 Form 4 Insider Report for RAND CAPITAL CORP (RAND)

Role
Director
Signature
/s/ Adam Samuel Gusky
Issuer symbol
RAND
Transactions as of
15 Nov 2021
Net transactions value
+$23,691
Form type
4
Filing time
17 Nov 2021, 20:10:25 UTC
Previous filing
15 Nov 2021
Next filing
15 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RAND Common Stock Purchase $95.7 +6 +0.1% $15.95 6,129 15 Nov 2021 By LLC F1
transaction RAND Common Stock Purchase $23,595 +1,452 +24% $16.25 7,581 17 Nov 2021 By LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.