Adam Gusky - Nov 15, 2021 Form 4 Insider Report for RAND CAPITAL CORP (RAND)

Role
Director
Signature
/s/ Adam Samuel Gusky
Stock symbol
RAND
Transactions as of
Nov 15, 2021
Transactions value $
$23,691
Form type
4
Date filed
11/17/2021, 08:10 PM
Previous filing
Nov 15, 2021
Next filing
Mar 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RAND Common Stock Purchase $95.70 +6 +0.1% $15.95 6.13K Nov 15, 2021 By LLC F1
transaction RAND Common Stock Purchase $23.6K +1.45K +23.69% $16.25 7.58K Nov 17, 2021 By LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.