Adam Samuel Gusky - 10 Nov 2021 Form 4 Insider Report for RAND CAPITAL CORP (RAND)

Role
Director
Signature
/s/ Adam Samuel Gusky
Issuer symbol
RAND
Transactions as of
10 Nov 2021
Net transactions value
+$11,128
Form type
4
Filing time
15 Nov 2021, 20:30:06 UTC
Previous filing
02 Nov 2022
Next filing
17 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RAND Common Stock Purchase $1,906 +121 +2.2% $15.75 5,542 10 Nov 2021 By LLC F1
transaction RAND Common Stock Purchase $46.98 +3 +0.05% $15.66 5,545 10 Nov 2021 By LLC F1
transaction RAND Common Stock Purchase $3,182 +200 +3.6% $15.91 5,745 10 Nov 2021 By LLC F1
transaction RAND Common Stock Purchase $1,594 +100 +1.7% $15.94 5,845 10 Nov 2021 By LLC F1
transaction RAND Common Stock Purchase $63.2 +4 +0.07% $15.80 5,849 11 Nov 2021 By LLC F1
transaction RAND Common Stock Purchase $1,334 +85 +1.5% $15.70 5,934 11 Nov 2021 By LLC F1
transaction RAND Common Stock Purchase $1,200 +75 +1.3% $16.00 6,009 12 Nov 2021 By LLC F1
transaction RAND Common Stock Purchase $15.79 +1 +0.02% $15.79 6,010 12 Nov 2021 By LLC F1
transaction RAND Common Stock Purchase $1,785 +113 +1.9% $15.80 6,123 12 Nov 2021 By LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.