Dennis Suskind - 07 May 2021 Form 4 Insider Report for Stem Holdings, Inc.

Role
Director
Signature
/s/ Dennis Suskind
Issuer symbol
STMH on OTC
Transactions as of
07 May 2021
Net transactions value
+$468,375
Form type
4
Filing time
22 Oct 2021, 06:06:58 UTC
Previous filing
22 Oct 2021
Next filing
29 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STMH Common Stock Award $31,500 +75,000 $0.4200* 75,000 07 May 2019 Direct
transaction STMH Common Stock Award $27,500 +62,500 +83% $0.4400* 137,500 31 Dec 2019 Direct
transaction STMH Common Stock Award $25,000 +62,500 +45% $0.4000* 200,000 31 Mar 2020 Direct
transaction STMH Common Stock Award $26,250 +62,500 +31% $0.4200* 262,500 30 Jun 2020 Direct
transaction STMH Common Stock Award $26,875 +62,500 +24% $0.4300* 325,000 30 Sep 2020 Direct
transaction STMH Common Stock Award $28,125 +62,500 +19% $0.4500* 387,500 30 Dec 2020 Direct
transaction STMH Common Stock Award $28,125 +62,500 +16% $0.4500* 450,000 31 Mar 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STMH Options Award $250,000 +250,000 $1.00* 250,000 14 Jan 2020 Common Stock 250,000 $1.00 Direct
transaction STMH Options Award $25,000 +250,000 $0.1000* 250,000 11 Jun 2021 Common Stock 250,000 $0.4000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.