Dennis Suskind - May 7, 2021 Form 4 Insider Report for Stem Holdings, Inc. (STMH)

Role
Director
Signature
/s/ Dennis Suskind
Stock symbol
STMH
Transactions as of
May 7, 2021
Transactions value $
$468,375
Form type
4
Date filed
10/22/2021, 06:06 AM
Previous filing
Oct 22, 2021
Next filing
Jun 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction STMH Common Stock +Grant/Award $31,500 +75,000 $0.42 75,000 May 7, 2019 Direct
transaction STMH Common Stock +Grant/Award $27,500 +62,500 +83.33% $0.44 137,500 Dec 31, 2019 Direct
transaction STMH Common Stock +Grant/Award $25,000 +62,500 +45.45% $0.40 200,000 Mar 31, 2020 Direct
transaction STMH Common Stock +Grant/Award $26,250 +62,500 +31.25% $0.42 262,500 Jun 30, 2020 Direct
transaction STMH Common Stock +Grant/Award $26,875 +62,500 +23.81% $0.43 325,000 Sep 30, 2020 Direct
transaction STMH Common Stock +Grant/Award $28,125 +62,500 +19.23% $0.45 387,500 Dec 30, 2020 Direct
transaction STMH Common Stock +Grant/Award $28,125 +62,500 +16.13% $0.45 450,000 Mar 31, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STMH Options +Grant/Award $250,000 +250,000 $1.00 250,000 Jan 14, 2020 Common Stock 250,000 $1.00 Direct
transaction STMH Options +Grant/Award $25,000 +250,000 $0.10 250,000 Jun 11, 2021 Common Stock 250,000 $0.40 Direct