Dennis Suskind - May 7, 2021 Form 4 Insider Report for Stem Holdings, Inc. (STMH)

Role
Director
Signature
/s/ Dennis Suskind
Stock symbol
STMH
Transactions as of
May 7, 2021
Transactions value $
$468,375
Form type
4
Date filed
10/22/2021, 06:06 AM
Previous filing
Oct 22, 2021
Next filing
Jun 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STMH Common Stock Award $31.5K +75K $0.42* 75K May 7, 2019 Direct
transaction STMH Common Stock Award $27.5K +62.5K +83.33% $0.44* 138K Dec 31, 2019 Direct
transaction STMH Common Stock Award $25K +62.5K +45.45% $0.40* 200K Mar 31, 2020 Direct
transaction STMH Common Stock Award $26.3K +62.5K +31.25% $0.42* 263K Jun 30, 2020 Direct
transaction STMH Common Stock Award $26.9K +62.5K +23.81% $0.43* 325K Sep 30, 2020 Direct
transaction STMH Common Stock Award $28.1K +62.5K +19.23% $0.45* 388K Dec 30, 2020 Direct
transaction STMH Common Stock Award $28.1K +62.5K +16.13% $0.45* 450K Mar 31, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STMH Options Award $250K +250K $1.00* 250K Jan 14, 2020 Common Stock 250K $1.00 Direct
transaction STMH Options Award $25K +250K $0.10* 250K Jun 11, 2021 Common Stock 250K $0.40 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.