Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NMGX | Common Stock | Purchase | +36.8K | +5.23% | 740K | Sep 10, 2021 | See footnote | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NMGX | Warrants | Purchase | +36.8K | +9.1% | 441K | Sep 10, 2021 | Common stock | 36.8K | $1.50 | See footnote | F1, F2, F3, F4 |
Id | Content |
---|---|
F1 | Reporting person purchased for $36,764 an interest in an entity that owns the stock and warrants. |
F2 | Totals in column 5 of Table I and column 9 of Table II include both shares owned directly and indirectly through PEN Comeback, LLC and PEN Comeback 2, LLC. Mr. Berman shares voting control of those entities with his son, Tom J. Berman, but disclaims beneficial ownership of the securities owned by those entities except to the extent of his pecuniary interest. |
F3 | Warrants are presently exercisable |
F4 | Warrants will expire on six different dates: earliest 9/6/2023, and last on 3/26/2024. |
Amendment changes totals in column 5 of Table I and column 9 of Table II