Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NMGX | Common Stock | Purchase | +29.4K | +3.74% | 816K | Jul 23, 2021 | See Footnote | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NMGX | Warrants | Purchase | +29.4K | +3.65% | 835K | Jul 23, 2021 | Common stock | 29.4K | $1.50 | See Footnote | F1, F2, F3, F4 |
Id | Content |
---|---|
F1 | Reporting person purchased for $27,411 an interest in an entity that owns the stock and warrants. |
F2 | Totals in column 5 of Table I and column 9 of Table II include shares owned directly and indirectly through PEN Comeback, LLC and PEN Comeback 2, LLC. Mr. Berman shares voting control of those entities with his son, Tom J. Berman, but disclaims beneficial ownership of the securities owned by those entities except to the extent of his pecuniary interest. |
F3 | Warrants are presently exercisable |
F4 | Warrants will expire on six different dates: earliest 9/6/2023, and last on 3/26/2024. |