Steven Hubbard - Jul 16, 2021 Form 4 Insider Report for Stem Holdings, Inc. (STMH)

Role
Secretary, Director
Signature
/s/ Steven Hubbard
Stock symbol
STMH
Transactions as of
Jul 16, 2021
Transactions value $
$239,308
Form type
4
Date filed
9/10/2021, 06:09 AM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STMH Common Stock Award $47.3K +124K +17.09% $0.38* 853K Jul 16, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STMH Options Award $140K +100K $1.40* 100K Jun 1, 2019 Common Stock 100K $1.40 Direct
transaction STMH Options Award $52K +100K +100% $0.52* 200K Jun 1, 2020 Common Stock 100K $0.52 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.