Adam Berk - Jul 21, 2020 Form 4 Insider Report for Stem Holdings, Inc. (STMH)

Role
Chief Executive Officer, Director
Signature
/s/ Adam Berk
Stock symbol
STMH
Transactions as of
Jul 21, 2020
Transactions value $
$1,759,183
Form type
4
Date filed
9/10/2021, 06:06 AM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction STMH Common Stock +Grant/Award $130,717 +318,822 +12.37% $0.41 2,897,038 Jul 21, 2020 Direct F1
transaction STMH Common Stock +Grant/Award $26,429 +64,460 +2.23% $0.41 2,961,498 Jul 17, 2020 Direct F1
transaction STMH Common Stock +Grant/Award $12,300 +30,000 +1.01% $0.41 2,991,498 Jul 17, 2020 Direct F1
transaction STMH Common Stock +Grant/Award $12,300 +30,000 +1% $0.41 3,021,498 Jul 17, 2020 Direct F1
transaction STMH Common Stock +Grant/Award $41,000 +100,000 +3.31% $0.41 3,121,498 Jul 17, 2020 Direct F1
transaction STMH Common Stock +Grant/Award $49,200 +120,000 +3.84% $0.41 3,241,498 Jul 17, 2020 Direct F1
transaction STMH Common Stock +Grant/Award $320,487 +781,676 +24.11% $0.41 4,023,174 Jul 17, 2020 Direct F1
transaction STMH Common Stock +Grant/Award $960,000 +3,200,000 +79.54% $0.30 7,223,174 Nov 5, 2020 Direct F1
transaction STMH Common Stock +Grant/Award $186,750 +225,000 +3.11% $0.83 7,448,174 Feb 3, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STMH Options +Grant/Award $20,000 +200,000 $0.10 200,000 Mar 4, 2019 Common 200,000 $0.10 Direct

Explanation of Responses:

Id Content
F1 Stock Grant by Company