Adam Berk - Jul 21, 2020 Form 4 Insider Report for Stem Holdings, Inc. (STMH)

Role
Chief Executive Officer, Director
Signature
/s/ Adam Berk
Stock symbol
STMH
Transactions as of
Jul 21, 2020
Transactions value $
$1,759,183
Form type
4
Date filed
9/10/2021, 06:06 AM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STMH Common Stock Award $131K +319K +12.37% $0.41* 2.9M Jul 21, 2020 Direct F1
transaction STMH Common Stock Award $26.4K +64.5K +2.23% $0.41* 2.96M Jul 17, 2020 Direct F1
transaction STMH Common Stock Award $12.3K +30K +1.01% $0.41* 2.99M Jul 17, 2020 Direct F1
transaction STMH Common Stock Award $12.3K +30K +1% $0.41* 3.02M Jul 17, 2020 Direct F1
transaction STMH Common Stock Award $41K +100K +3.31% $0.41* 3.12M Jul 17, 2020 Direct F1
transaction STMH Common Stock Award $49.2K +120K +3.84% $0.41* 3.24M Jul 17, 2020 Direct F1
transaction STMH Common Stock Award $320K +782K +24.11% $0.41* 4.02M Jul 17, 2020 Direct F1
transaction STMH Common Stock Award $960K +3.2M +79.54% $0.30* 7.22M Nov 5, 2020 Direct F1
transaction STMH Common Stock Award $187K +225K +3.11% $0.83* 7.45M Feb 3, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STMH Options Award $20K +200K $0.10* 200K Mar 4, 2019 Common 200K $0.10 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock Grant by Company