R. Rimmy Malhotra - 03 Sep 2021 Form 4 Insider Report for Optex Systems Holdings Inc (OPXS)

Role
Director
Signature
/s/ R. Rimmy Malhotra
Issuer symbol
OPXS
Transactions as of
03 Sep 2021
Net transactions value
+$39,670
Form type
4
Filing time
08 Sep 2021, 19:11:42 UTC
Previous filing
02 Sep 2021
Next filing
10 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPXS Common Stock Purchase $8,235 +4,991 +4.2% $1.65 123,301 03 Sep 2021 Direct F1
transaction OPXS Common Stock Purchase $14,684 +8,846 +12% $1.66 85,746 07 Sep 2021 Note 2 F2
transaction OPXS Common Stock Purchase $16,750 +10,000 +12% $1.68 95,746 08 Sep 2021 Note 2 F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 80,000 shares represented by this figure are subject to vesting as previously disclosed.
F2 Shares purchased by the Nicoya Fund LLC, bringing total ownership by Nicoya Fund to 95,746 shares. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.