R. Rimmy Malhotra - Sep 3, 2021 Form 4 Insider Report for Optex Systems Holdings Inc (OPXS)

Role
Director
Signature
/s/ R. Rimmy Malhotra
Stock symbol
OPXS
Transactions as of
Sep 3, 2021
Transactions value $
$39,670
Form type
4
Date filed
9/8/2021, 07:11 PM
Previous filing
Sep 2, 2021
Next filing
Nov 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPXS Common Stock Purchase $8.24K +4.99K +4.22% $1.65 123K Sep 3, 2021 Direct F1
transaction OPXS Common Stock Purchase $14.7K +8.85K +11.5% $1.66 85.7K Sep 7, 2021 Note 2 F2
transaction OPXS Common Stock Purchase $16.8K +10K +11.66% $1.68 95.7K Sep 8, 2021 Note 2 F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 80,000 shares represented by this figure are subject to vesting as previously disclosed.
F2 Shares purchased by the Nicoya Fund LLC, bringing total ownership by Nicoya Fund to 95,746 shares. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.