R. Rimmy Malhotra - Sep 1, 2021 Form 4 Insider Report for Optex Systems Holdings Inc (OPXS)

Role
Director
Signature
/s/ R. Rimmy Malhotra
Stock symbol
OPXS
Transactions as of
Sep 1, 2021
Transactions value $
$12,939
Form type
4
Date filed
9/2/2021, 10:50 AM
Previous filing
Aug 23, 2021
Next filing
Sep 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPXS Common Stock Purchase $3.88K +2.5K +2.27% $1.55 113K Sep 1, 2021 Direct F1
transaction OPXS Common Stock Purchase $9.06K +5.81K +5.16% $1.56 118K Sep 1, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Malhotra is also the indirect beneficial owner of 76,900 shares which are directly owned by The Nicoya Fund, LLC, a Delaware limited liability company. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.