R. Rimmy Malhotra - 01 Sep 2021 Form 4 Insider Report for Optex Systems Holdings Inc (OPXS)

Role
Director
Signature
/s/ R. Rimmy Malhotra
Issuer symbol
OPXS
Transactions as of
01 Sep 2021
Net transactions value
+$12,939
Form type
4
Filing time
02 Sep 2021, 10:50:25 UTC
Previous filing
23 Aug 2021
Next filing
08 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPXS Common Stock Purchase $3,875 +2,500 +2.3% $1.55 112,500 01 Sep 2021 Direct F1
transaction OPXS Common Stock Purchase $9,064 +5,810 +5.2% $1.56 118,310 01 Sep 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Malhotra is also the indirect beneficial owner of 76,900 shares which are directly owned by The Nicoya Fund, LLC, a Delaware limited liability company. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.