Bradford K. Amman - 31 Aug 2021 Form 4 Insider Report for Vivos Therapeutics, Inc. (VVOS)

Role
Chief Financial Officer
Signature
/s/ Linda G. Garcia as attorney-in-fact for Bradford K. Amman
Issuer symbol
VVOS
Transactions as of
31 Aug 2021
Net transactions value
+$1,763,008
Form type
4
Filing time
02 Sep 2021, 21:27:19 UTC
Previous filing
25 May 2021
Next filing
28 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VVOS Common Stock 2,000 31 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VVOS Stock Option (Right to Buy) Award $263,000 +50,000 $5.26* 50,000 31 Aug 2021 Common Stock 50,000 $5.26 Direct F1
transaction VVOS Stock Option (Right to Buy) Award $750,000 +100,000 $7.50* 100,000 12 Mar 2021 Common Stock 100,000 $7.50 Direct F2
transaction VVOS Stock Option (Right to Buy) Award $125,002 +16,667 $7.50* 16,667 18 Nov 2019 Common Stock 16,667 $7.50 Direct F3
transaction VVOS Stock Option (Right to Buy) Award $625,005 +83,334 $7.50* 83,334 22 Oct 2018 Common Stock 83,334 $7.50 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 50,000 stock options granted on August 31, 2021. One-fifth vested immediately and one-fifth vests annually on each anniversary date through August 31, 2025.
F2 100,000 stock options granted on March 12, 2021. One-fifth vested immediately and one-fifth vests annually on each anniversary date through March 12, 2025.
F3 16,667 stock options granted on November 18, 2019. One-fifth vested immediately and one-fifth vests annually on each anniversary date through November 18, 2023.
F4 83,334 stock options granted on October 22, 2018. One-fifth vested immediately and one-fifth vests annually on each anniversary date through October 22, 2022