Bradford K. Amman - Aug 31, 2021 Form 4 Insider Report for Vivos Therapeutics, Inc. (VVOS)

Role
Chief Financial Officer
Signature
/s/ Linda G. Garcia as attorney-in-fact for Bradford K. Amman
Stock symbol
VVOS
Transactions as of
Aug 31, 2021
Transactions value $
$1,763,008
Form type
4
Date filed
9/2/2021, 09:27 PM
Previous filing
May 25, 2021
Next filing
Feb 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VVOS Common Stock 2K Aug 31, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VVOS Stock Option (Right to Buy) Award $263K +50K $5.26* 50K Aug 31, 2021 Common Stock 50K $5.26 Direct F1
transaction VVOS Stock Option (Right to Buy) Award $750K +100K $7.50* 100K Mar 12, 2021 Common Stock 100K $7.50 Direct F2
transaction VVOS Stock Option (Right to Buy) Award $125K +16.7K $7.50* 16.7K Nov 18, 2019 Common Stock 16.7K $7.50 Direct F3
transaction VVOS Stock Option (Right to Buy) Award $625K +83.3K $7.50* 83.3K Oct 22, 2018 Common Stock 83.3K $7.50 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 50,000 stock options granted on August 31, 2021. One-fifth vested immediately and one-fifth vests annually on each anniversary date through August 31, 2025.
F2 100,000 stock options granted on March 12, 2021. One-fifth vested immediately and one-fifth vests annually on each anniversary date through March 12, 2025.
F3 16,667 stock options granted on November 18, 2019. One-fifth vested immediately and one-fifth vests annually on each anniversary date through November 18, 2023.
F4 83,334 stock options granted on October 22, 2018. One-fifth vested immediately and one-fifth vests annually on each anniversary date through October 22, 2022