Bradford K. Amman - 25 May 2021 Form 4 Insider Report for Vivos Therapeutics, Inc. (VVOS)

Signature
/s/ Sean McKendry as attorney-in-fact for Bradford K. Amman
Issuer symbol
VVOS
Transactions as of
25 May 2021
Net transactions value
+$5,290
Form type
4
Filing time
25 May 2021, 21:45:31 UTC
Next filing
02 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VVOS Common Stock Purchase $5,290 +1,000 +100% $5.29* 2,000 25 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VVOS Stock Option 100,000 25 May 2021 Common Stock 100,000 $7.50 Direct F1
holding VVOS Stock Option 16,667 25 May 2021 Common Stock 16,667 $7.50 Direct F2
holding VVOS Stock Option 83,334 25 May 2021 Common Stock 83,334 $7.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100,000 stock options granted on March 12, 2021. One-fifth vested immediately and one-fifth vests annually on each anniversary date through March 12, 2025.
F2 16,667 stock options granted on November 18, 2019. One-fifth vested immediately and one-fifth vests annually on each anniversary date through November 18, 2023.
F3 83,334 stock options granted on November 18, 2019. One-fifth vested immediately and one-fifth vests annually on each anniversary date through October 22, 2022.