Bradford K. Amman - May 25, 2021 Form 4 Insider Report for Vivos Therapeutics, Inc. (VVOS)

Signature
/s/ Sean McKendry as attorney-in-fact for Bradford K. Amman
Stock symbol
VVOS
Transactions as of
May 25, 2021
Transactions value $
$5,290
Form type
4
Date filed
5/25/2021, 09:45 PM
Next filing
Sep 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VVOS Common Stock Purchase $5.29K +1K +100% $5.29* 2K May 25, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VVOS Stock Option 100K May 25, 2021 Common Stock 100K $7.50 Direct F1
holding VVOS Stock Option 16.7K May 25, 2021 Common Stock 16.7K $7.50 Direct F2
holding VVOS Stock Option 83.3K May 25, 2021 Common Stock 83.3K $7.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100,000 stock options granted on March 12, 2021. One-fifth vested immediately and one-fifth vests annually on each anniversary date through March 12, 2025.
F2 16,667 stock options granted on November 18, 2019. One-fifth vested immediately and one-fifth vests annually on each anniversary date through November 18, 2023.
F3 83,334 stock options granted on November 18, 2019. One-fifth vested immediately and one-fifth vests annually on each anniversary date through October 22, 2022.