Ronald Kirk Huntsman - 17 Aug 2021 Form 4 Insider Report for Vivos Therapeutics, Inc. (VVOS)

Signature
/s/ Brad Amman as attorney-in-fact for R. Kirk Huntsman
Issuer symbol
VVOS
Transactions as of
17 Aug 2021
Net transactions value
+$15,000
Form type
4
Filing time
18 Aug 2021, 15:47:51 UTC
Previous filing
25 May 2021
Next filing
22 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VVOS Common Stock Purchase $15,000 +5,000 +91% $3.00* 10,500 17 Aug 2021 Direct
holding VVOS Common Stock 1,740,000 17 Aug 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VVOS Stock Option (Right to Buy) 333,334 17 Aug 2021 Common Stock 333,334 $1.65 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Coronado V Partners, LLC, of which the reporting person is a member and manager.
F2 The option provides for vesting in five equal annual installments beginning on January 15, 2017.