Ronald Kirk Huntsman - 25 May 2021 Form 4 Insider Report for Vivos Therapeutics, Inc. (VVOS)

Signature
/s/ SEAN McKENDRY as attorney-in-fact for R. Kirk Huntsman
Issuer symbol
VVOS
Transactions as of
25 May 2021
Net transactions value
+$21,520
Form type
4
Filing time
25 May 2021, 21:45:20 UTC
Previous filing
29 Jun 2021
Next filing
18 Aug 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VVOS Common Stock Purchase $21,520 +4,000 +267% $5.38* 5,500 25 May 2021 Direct F1
holding VVOS Common Stock 1,749,000 25 May 2021 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VVOS Stock Option 333,334 25 May 2021 Common Stock 333,334 $1.65 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.335 to $5.40.
F2 Shares held by Coronado V Partners, LLC, of which the reporting person is a member and manager.
F3 The option provides for vesting in five equal annual installments beginning on January 15, 2017.