Opaleye Management Inc. - Jun 17, 2021 Form 4 Insider Report for HARROW HEALTH, INC. (HROW)

Role
10%+ Owner
Signature
Opaleye Management Inc., By: /s/ James Silverman, President
Stock symbol
HROW
Transactions as of
Jun 17, 2021
Transactions value $
$622,389
Form type
4
Date filed
6/22/2021, 11:44 AM
Previous filing
Jun 21, 2021
Next filing
Jul 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HROW Common Stock, par value $0.0001 per share Purchase $89.9K +10.8K +0.37% $8.32 2.94M Jun 17, 2021 By Opaleye, L.P. F1, F2
transaction HROW Common Stock, par value $0.0001 per share Purchase $3.84K +462 +0.34% $8.32 136K Jun 17, 2021 By Managed Account F1, F3
transaction HROW Common Stock, par value $0.0001 per share Purchase $499K +59.8K +2.03% $8.35 3M Jun 18, 2021 By Opaleye, L.P. F2, F4
transaction HROW Common Stock, par value $0.0001 per share Purchase $29.4K +3.52K +2.58% $8.35 140K Jun 18, 2021 By Managed Account F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $8.3201. The range of purchase prices on the transaction date was $8.25 to $8.35 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2 Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
F3 Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.
F4 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $8.3492. The range of purchase prices on the transaction date was $8.3468 to $8.35 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.