Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AEI | Common Stock | Other | $0 | +6.38M | +1230.83% | $0.00 | 6.9M | Jun 14, 2021 | Through HFE Holdings Limited | F1, F2 |
transaction | AEI | Common Stock | Other | $0 | +2.13M | +30.91% | $0.00 | 9.03M | Jun 14, 2021 | Direct | F3 |
transaction | AEI | Common Stock | Conversion of derivative security | $15.5M | +2.77M | +30.68% | $5.59 | 11.8M | Jun 14, 2021 | Direct | F4 |
transaction | AEI | Common Stock | Conversion of derivative security | $28.8M | +5.15M | +43.66% | $5.59 | 17M | Jun 14, 2021 | Direct | F5 |
transaction | AEI | Common Stock | Conversion of derivative security | $174K | +31.2K | +0.18% | $5.59 | 17M | Jun 14, 2021 | Direct | F6 |
transaction | AEI | Common Stock | Conversion of derivative security | $6.76M | +1.21M | +7.12% | $5.59 | 18.2M | Jun 14, 2021 | Direct | F7 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AEI | Series A Convertible Preferred Stock | Other | -6.38K | -100% | 0 | Jun 14, 2021 | Common Stock | 6.38M | Through HFE Holdings Limited | F1, F2 | |||
transaction | AEI | Series B Convertible Preferred Stock | Other | -2.13K | -100% | 0 | Jun 14, 2021 | Common Stock | 2.13M | Direct | F1, F3 |
Id | Content |
---|---|
F1 | 6,380 shares of Series A Convertible Preferred Stock held by the reporting person automatically converted into 6,380,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock. |
F2 | These shares of common stock are owned directly by HFE Holdings Limited. Chan Heng Fai, the Chairman of the Board and Chief Executive Officer of Alset EHome International Inc., also indirectly beneficially owns all shares owned by HFE Holdings Limited. Mr. Chan has voting and investment power with respect to such shares. |
F3 | 2,132 shares of Series B Convertible Preferred Stock held by the reporting person automatically converted into 2,132,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series B Convertible Preferred Stock. |
F4 | On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $15,487,265 into 2,770,531 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. |
F5 | On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $28,800,721 into 5,152,186 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. |
F6 | On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $174,288 into 31,179 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. |
F7 | On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $6,764,291 into 1,210,070 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. |