Lynn Blake - Jan 6, 2023 Form 4 Insider Report for Nuwellis, Inc. (NUWE)

Role
Chief Financial Officer
Signature
/s/ Jessica Herron, by Power of Attorney
Stock symbol
NUWE
Transactions as of
Jan 6, 2023
Transactions value $
$0
Form type
4
Date filed
1/9/2023, 03:37 PM
Previous filing
Oct 28, 2022
Next filing
Nov 15, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NUWE Nonstatutory Stock Option (right to buy) Award $0 +12.4K $0.00 12.4K Jan 6, 2023 Common Stock 12.4K $8.36 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options will vest as follows: 25% of the options will vest on October 19, 2023; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on October 19, 2026.