Lynn L. Blake - 06 Jan 2023 Form 4 Insider Report for Nuwellis, Inc. (NUWE)

Role
Chief Financial Officer
Signature
/s/ Jessica Herron, by Power of Attorney
Issuer symbol
NUWE
Transactions as of
06 Jan 2023
Net transactions value
$0
Form type
4
Filing time
09 Jan 2023, 15:37:42 UTC
Previous filing
28 Oct 2022
Next filing
15 Nov 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NUWE Nonstatutory Stock Option (right to buy) Award $0 +12,417 $0.000000 12,417 06 Jan 2023 Common Stock 12,417 $8.36 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options will vest as follows: 25% of the options will vest on October 19, 2023; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on October 19, 2026.