Rick C. Jackson - 27 Oct 2023 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)

Role
Executive Vice President
Signature
/s/ Kent G. Townsend, under Power of Attorney
Issuer symbol
CFFN
Transactions as of
27 Oct 2023
Net transactions value
+$102,600
Form type
4
Filing time
30 Oct 2023, 17:29:13 UTC
Previous filing
22 May 2023
Next filing
02 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFFN CFFN common stock Purchase $102,600 +20,000 +13% $5.13 168,438 27 Oct 2023 Direct
holding CFFN CFFN common stock 18,676 27 Oct 2023 ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CFFN CFFN Phantom Stock 2020 1,919 27 Oct 2023 CFFN common stock 1,919 $12.50 Direct F1
holding CFFN CFFN Phantom Stock 2021 5,435 27 Oct 2023 CFFN common stock 5,435 $11.33 Direct F1
holding CFFN CFFN Phantom Stock 2022 9,147 27 Oct 2023 CFFN common stock 9,147 $8.65 Direct F1
holding CFFN CFFN Non-qualified Stock Option 55,910 27 Oct 2023 CFFN common stock 55,910 $14.43 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
F2 All options are vested and exercisable