Rick C. Jackson - May 19, 2023 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)

Role
Executive Vice President
Signature
/s/ Kent G. Townsend, under Power of Attorney
Stock symbol
CFFN
Transactions as of
May 19, 2023
Transactions value $
$10,368
Form type
4
Date filed
5/22/2023, 04:39 PM
Previous filing
Jan 3, 2023
Next filing
Oct 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFFN CFFN common stock Purchase $10.4K +1.8K +1.23% $5.76 148K May 19, 2023 Direct
holding CFFN CFFN common stock 18.2K May 19, 2023 ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CFFN CFFN Phantom Stock 2020 1.92K May 19, 2023 CFFN common stock 1.92K $12.50 Direct F1
holding CFFN CFFN Phantom Stock 2021 5.44K May 19, 2023 CFFN common stock 5.44K $11.33 Direct F1
holding CFFN CFFN Phantom Stock 2022 9.15K May 19, 2023 CFFN common stock 9.15K $8.65 Direct F1
holding CFFN CFFN Non-qualified Stock Option 55.9K May 19, 2023 CFFN common stock 55.9K $14.43 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
F2 All options are vested and exercisable.