Rick C. Jackson - 28 Oct 2022 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)

Role: Executive Vice President
Signature: /s/ Kent G. Townsend, under Power of Attorney
Issuer symbol: CFFN
Transactions as of: 28 Oct 2022
Net transactions value: +$60,720
Form type: 4
Filing time: 28 Oct 2022, 14:39:35 UTC
Previous filing: 08 Sep 2022
Next filing: 19 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CFFN	CFFN common stock	Purchase	$60,720	+8,000	+5.9%	$7.59	144,138	28 Oct 2022	Direct
holding	CFFN	CFFN common stock						17,241	28 Oct 2022	ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CFFN	CFFN Non-qualified Stock Option						55,910	28 Oct 2022	CFFN common stock	55,910	$14.43	Direct	F1
holding	CFFN	CFFN Phantom Stock 2021						5,435	28 Oct 2022	CFFN common stock	5,435	$11.33	Direct
holding	CFFN	CFFN Phantom Stock 2020						1,919	28 Oct 2022	CFFN common stock	1,919	$12.50	Direct
holding	CFFN	CFFN Phantom Stock 2019						2,976	28 Oct 2022	CFFN common stock	2,976	$13.73	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	All options are vested and exercisable.