Rick C. Jackson - Oct 28, 2022 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)

Role
Executive Vice President
Signature
/s/ Kent G. Townsend, under Power of Attorney
Stock symbol
CFFN
Transactions as of
Oct 28, 2022
Transactions value $
$60,720
Form type
4
Date filed
10/28/2022, 02:39 PM
Previous filing
Sep 8, 2022
Next filing
Dec 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFFN CFFN common stock Purchase $60.7K +8K +5.88% $7.59 144K Oct 28, 2022 Direct
holding CFFN CFFN common stock 17.2K Oct 28, 2022 ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CFFN CFFN Non-qualified Stock Option 55.9K Oct 28, 2022 CFFN common stock 55.9K $14.43 Direct F1
holding CFFN CFFN Phantom Stock 2021 5.44K Oct 28, 2022 CFFN common stock 5.44K $11.33 Direct
holding CFFN CFFN Phantom Stock 2020 1.92K Oct 28, 2022 CFFN common stock 1.92K $12.50 Direct
holding CFFN CFFN Phantom Stock 2019 2.98K Oct 28, 2022 CFFN common stock 2.98K $13.73 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All options are vested and exercisable.