Rick C. Jackson - 07 Sep 2022 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)

Signature
/s/ Kent G Townsend, under Power of Attorney
Issuer symbol
CFFN
Transactions as of
07 Sep 2022
Net transactions value
+$62,860
Form type
4
Filing time
08 Sep 2022, 10:15:00 UTC
Previous filing
03 Jan 2022
Next filing
28 Oct 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFFN CFFN common stock Purchase $62,860 +7,000 +5.4% $8.98 136,138 07 Sep 2022 Direct
holding CFFN CFFN common stock 15,443 07 Sep 2022 ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CFFN CFFN Non-qualified Stock Option 55,910 07 Sep 2022 CFFN common stock 55,910 $14.43 Direct F1
holding CFFN CFFN Phantom Stock 2021 5,435 07 Sep 2022 CFFN common stock 5,435 $11.33 Direct
holding CFFN CFFN Phantom Stock 2020 1,919 07 Sep 2022 CFFN common stock 1,919 $12.50 Direct
holding CFFN CFFN Phantom Stock 2019 2,976 07 Sep 2022 CFFN common stock 2,976 $13.73 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All options are vested and exercisable.