| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| SMITH DAVID BYRON JR | Director | 50 SOUTH LA SALLE ST, CHICAGO | David A. Serna Attorney-in-Fact for David H. B. Smith, Jr. | 02 Feb 2026 | 0001478669 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Gift | $0 | +1,340 | +1.6% | $0.000000 | 82,935 | 30 Jan 2026 | By Revocable Trust | F1, F2 |
| holding | NTRS | Common Stock | 1,902 | 30 Jan 2026 | Direct | F3 | |||||
| holding | NTRS | Common Stock | 1,704 | 30 Jan 2026 | By Trust | F4 | |||||
| holding | NTRS | Common Stock | 2,125 | 30 Jan 2026 | By Trust fbo Child 1 | F5 | |||||
| holding | NTRS | Common Stock | 2,125 | 30 Jan 2026 | By Trust fbo Child 2 | F5 | |||||
| holding | NTRS | Common Stock | 2,125 | 30 Jan 2026 | By Trust fbo Child 3 | F5 | |||||
| holding | NTRS | Common Stock | 1,002,160 | 30 Jan 2026 | By Trust | F1, F6 |
| Id | Content |
|---|---|
| F1 | On January 30, 2026, a trust in which the reporting person has a partial direct pecuniary interest distributed 10,720 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,340 shares were distributed to the reporting person. |
| F2 | On December 11, 2025, the reporting person dissolved two previously existing and reportable trusts and contributed the securities held by such trusts to this newly established revocable trust. No consideration was paid in connection with these transfers. |
| F3 | Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F4 | Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control. |
| F5 | Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control. |
| F6 | These shares are held in a trust of which reporting person has a partial direct pecuniary interest. |