Gene Salkind - 17 Jan 2025 Form 4 Insider Report for UPEXI, INC. (UPXI)

Role
Director, 10%+ Owner
Signature
/s/ Gene Salkind
Issuer symbol
UPXI
Transactions as of
17 Jan 2025
Net transactions value
+$550,002
Form type
4
Filing time
25 Apr 2025, 16:01:17 UTC
Previous filing
02 Jan 2025
Next filing
06 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPXI Common Stock Purchase $550,002 +241,229 +195% $2.28 365,127 17 Apr 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UPXI Options to buy common stock Award $0 +25,000 $0.000000 25,000 17 Jan 2025 Common 25,000 $3.46 Direct
transaction UPXI Options to buy common stock Award $0 +35,000 $0.000000 35,000 17 Apr 2025 Common 35,000 $2.28 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person purchased these shares in a PIPE offering conducted by the Issuer. The shares are restricted securities subject to transfer restrictions under Rule 144 of the Securities Act until such time that they are registered pursuant to a registration statement or become eligible for resale otherwise.
F2 100% of the options vest on April 17, 2026.